Third Party Security Interests

Client assets may be deposited with a third party who may have a security interest, lien or right of set off (together "liens") to the extent required by the applicable law in the jurisdiction where those assets are held, or for any fees arising from the provision of services by that third party. Details of the liens that may be held by third parties are provided below.

Type (a) liens: Assets held with this agent in this market are subject to a security interest which enables third parties such as the agent or CSD to sell our client assets in order to recover debts related to our clients, or provision of custody services to our clients.

Type (b) liens: Assets held with this agent in this market are subject to a security interest which is required by law in the relevant jurisdiction. Such security interests may enable third parties such as the agent or CSD to sell our client assets for debts which are not related to our clients, or provision of custody services to our clients.

 

Market Sub-Custodian Name Lien - Type (a)/(b)
Argentina HSBC BANK ARGENTINA SA (a) and (b)
Australia HSBC BANK AUSTRALIA LIMITED (a) and (b)
Austria HSBC TRINKAUS AND BURKHARDT AG, GERMANY (a)
Bahrain HSBC BANK MIDDLE EAST LIMITED - BAHRAIN (a) and (b)
Bangladesh THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED - BANGLADESH (a) and (b)
Belgium BNP PARIBAS SECURITIES SERVICES, BELGIUM (a)
Belgium EUROCLEAR BANK SA/NV (a)
Belgium EUROCLEAR BANK SA/NV - SECURITIES LENDING COLLATERAL
MANAGEMENT
(a)
Benin SOCIETE GENERALE COTE D'IVOIRE, COTE D'IVOIRE no lien
Bermuda HSBC BANK BERMUDA LIMITED (a) and (b)
Bosnia & Herzegovina UNICREDIT BANK D.D., BOSNIA AND HERZEGOVINA (b)
Botswana STANDARD CHARTERED BANK BOTSWANA LIMITED (b)
Brazil BANCO BRADESCO SA no lien
Bulgaria UNICREDIT BULBANK AD (a)
Burkina Faso SOCIETE GENERALE COTE D'IVOIRE, COTE D'IVOIRE no lien
Canada ROYAL BANK OF CANADA (a) and (b)
Chile BANCO SANTANDER CHILE no lien
China HSBC BANK (CHINA) COMPANY LIMITED (a) and (b)
China CITIBANK (CHINA) COMPANY LIMITED (a) and (b)
Colombia CITITRUST COLOMBIA S.A (a) and (b)
Colombia ITAU SECURITIES SERVICES COLOMBIA S.A.SOCIEDAD FIDUCIARIA no lien
Costa Rica BANCO NACIONAL DE COSTA RICA no lien
Croatia PRIVREDNA BANKA ZAGREB D D (a)
Cyprus HSBC FRANCE, ATHENS BRANCH (a)
Czech Republic CESKOSLOVENSKA OBCHODNI BANKA A.S no lien
Czech Republic UNICREDIT BANK CZECH REPUBLIC A.S. (a)
Denmark SKANDINAVISKA ENSKILDA BANKEN AB - DENMARK (a)
Egypt HSBC BANK EGYPT SAE (a) and (b)
Estonia AS SEB PANK, ESTONIA (a)
Finland SKANDINAVISKA ENSKILDA BANKEN AB - FINLAND (a)
France BNP PARIBAS SECURITIES SERVICES, FRANCE (a)
France CACEIS BANK FRANCE (a)
Germany HSBC TRINKAUS AND BURKHARDT AG (a)
Ghana STANDARD CHARTERED BANK GHANA LIMITED (a) and (b)
Greece HSBC FRANCE, ATHENS BRANCH (a)
Hong Kong THE HONGKONG SHANGHAI BANKING CORP LTD -HK (a) and (b)
Hungary UNICREDIT BANK HUNGARY ZRT (a)
India THE HONGKONG SHANGHAI BANKING CORP LTD-INDIA (a) and (b)
Indonesia PT BANK HSBC INDONESIA (a) and (b)
Israel BANK LEUMI LE-ISRAEL BM no lien
Italy BNP PARIBAS SECURITIES SERVICES, ITALY (a)
Ivory Coast SOCIETE GENERALE COTE D'IVOIRE, COTE D'IVOIRE no lien
Japan THE HONGKONG SHANGHAI BANKING CORP LTD -JPN (a) and (b)
Jordan BANK OF JORDAN PLC no lien
Kazakhstan JSC CITIBANK KAZAKHSTAN (a) and (b)
Kenya STANDARD CHARTERED BANK KENYA LIMITED (a)
Kuwait HSBC BANK MIDDLE EAST LIMITED - KUWAIT (a) and (b)
Latvia AS SEB BANKA, LATVIA (a)
Lebanon BANK AUDI S.A.L. (a)
Lithuania AB SEB BANKAS, LITHUANIA (a)
Luxembourg CLEARSTREAM BANKING SA (a)
Luxembourg JP MORGAN BANK LUXEMBOURG SA (a)
Malawi STANDARD CHARTERED BANK (MAURITIUS) LIMITED,  MALAWI no lien
Malaysia HSBC BANK MALAYSIA BERHAD (a) and (b)
Mali SOCIETE GENERALE COTE D'IVOIRE, COTE D'IVOIRE no lien
Malta HSBC BANK MALTA PLC no lien
Mauritius HONGKONG SHANGHAI BANKING CORP LTD-MAURITIUS (a) and (b)
Mexico HSBC MEXICO, S.A. (a) and (b)
Morocco CITIBANK MAGHREB (a) and (b)
Namibia STANDARD BANK NAMIBIA LIMITED (b)
Netherlands BNP PARIBAS SECURITIES SERVICES, NETHERLANDS (a)
New Zealand THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED - NEW ZEALAND (a) and (b)
Niger SOCIETE GENERALE COTE D'IVOIRE, COTE D'IVOIRE no lien
Nigeria STANBIC IBTC BANK PLC (a) and (b)
Norway SKANDINAVISKA ENSKILDA BANKEN AB - NORWAY (a)
Oman HSBC BANK OMAN S.A.O.G (a) and (b)
Pakistan CITIBANK N.A. - PAKISTAN (a) and (b)
Palestine BANK OF JORDAN PLC, PALESTINE no lien
Peru CITIBANK DEL PERU (a) and (b)
Philippines HONGKONG SHANGHAI BANKING CORP LTD -PHILIPPINES (a) and (b)
Poland BANK POLSKA KASA OPIEKI S.A. (a)
Portugal BNP PARIBAS SECURITIES SERVICES, PORTUGAL (a)
Qatar HSBC BANK MIDDLE EAST LIMITED - QATAR (a) and (b)
Romania CITIBANK EUROPE PLC, DUBLIN ROMANIA BRANCH (a) and (b)
Russia AO CITIBANK (a) and (b)
Russia HSBC BANK (RR) LTD no lien
Saudi Arabia HSBC SAUDI ARABIA LIMITED (a) and (b)
Senegal SOCIETE GENERALE COTE D'IVOIRE, COTE D'IVOIRE no lien
Serbia UNICREDIT BANK SRBIJA A.D, SERBIA (b)
Singapore THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED - SINGAPORE (a) and (b)
Slovakia CESKOSLOVENSKA OBCHODNA BANKA A.S no lien
Slovenia UNICREDIT BANKA SLOVENIJA D.D. (a)
South Africa STANDARD BANK OF SOUTH AFRICA LIMITED - SOUTH AFRICA (b)
South Korea THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED - SOUTH KOREA (a) and (b)
Spain BNP PARIBAS SECURITIES SERVICES, SPAIN (a)
Sri Lanka THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED - SRI LANKA (a) and (b)
Sweden SKANDINAVISKA ENSKILDA BANKEN AB - SWEDEN (a)
Switzerland CREDIT SUISSE (SWITZERLAND) LTD (a)
Taiwan HSBC BANK (TAIWAN) LIMITED (a) and (b)
Taiwan JP MORGAN CHASE BANK, N.A. (TAIPEI BRANCH) (a)
Tanzania STANDARD CHARTERED BANK (MAURITIUS) LIMITED, TANZANIA no lien
Thailand THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED - THAILAND (a) and (b)
Togo SOCIETE GENERALE COTE D'IVOIRE, COTE D'IVOIRE no lien
Tunisia UNION INTERNATIONALE DE BANQUES, TUNISIA (b)
Turkey HSBC BANK AS (a) and (b)
UAE HSBC BANK MIDDLE EAST LIMITED - UAE (a) and (b)
Uganda STANDARD CHARTERED BANK UGANDA LTD (a)
UK CREST (a)
UK JP MORGAN CHASE BANK NA (a)
UK JP MORGAN CHASE BANK N.A - SECURITIES LENDING COLLATERAL
MANAGEMENT
(a)
UK STATE STREET BANK & TRUST CO (a)
USA BANK OF NEW YORK MELLON (BNYM) (a) and (b)
USA BROWN BROTHERS HARRIMAN & CO (a) and (b)
USA CITIBANK, N.A. - USA (a) and (b)
USA HSBC BANK USA, N.A (a) and (b)
USA JP MORGAN CHASE BANK N.A (a) and (b)
Vietnam HSBC BANK (VIETNAM) LTD (a) and (b)
Zambia STANDARD CHARTERED BANK ZAMBIA PLC (a) and (b)
Zimbabwe STANDARD BANK OF SOUTH AFRICA LIMITED - ZIMBABWE (b)

 

Clients that have appointed HSBC France as their custodian or depositary will hold financial instruments in a securities account with HSBC France or one of its branches. HSBC France has appointed HSBC Bank plc as a global sub-custodian and has granted a lien to HSBC Bank plc, as the global sub-custodian. This lien is stated in the table below. Additionally HSBC Bank plc has granted liens to the sub-custodians that HSBC Bank plc have appointed to hold financial instruments in each market. For transparency purposes, these liens are included in the table above, and the sub-custodian chain where financial instruments are held is documented in the statements issued to clients of HSBC France.

 

Market Sub-Custodian Name Lien - Type (a)/(b)
Global HSBC BANK PLC (a)

 

Last updated: 11 May 2020